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Category > Business & Finance Posted 16 May 2017 My Price 12.00

Monique Gretta, CFA

Monique Gretta, CFA, is a research analyst at East West Investment Bank. Previously, Gretta worked at a mutual fund management company and has a long-standing client relationship with the managers of the funds and their institutional investors. Gretta often provides fund managers, who work for Gretta’s former employer, with draft copies of her research before disseminating the information to all of the bank’s clients. This practice has helped Gretta avoid several errors in her reports, and she believes it is beneficial to the bank’s clients, even though they are not aware of this practice. Regarding her research, Gretta least likely violated the CFA Institute Code of Ethics and Standards of Professional Conduct because:A. her report is a draft.B. this practice benefits all clients.C. the long-standing client relationships are not disclosed.

 

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Homework Helper
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Status NEW Posted 16 May 2017 06:05 PM My Price 12.00

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