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  Which of the following is the correct definition for price maintenance agreements?

   

    Conspiring to limit the distribution of a product to a particular area.   Conspiring to force the purchase of an associated product in addition to the intended purchase.   Conspiring to require a certain minimum price for goods.   Conspiring to purchase goods or services from only one provider.

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  An electric company services an entire community of homes and businesses. When electricity rates start to go up, customers begin complaining that the company is leveraging its role as the sole supplier of electricity to charge more to its customers. Which of the following is true?

   

    The company is guilty of seeking a monopoly and must recompense its customers.   The company is essentially free of blame because it would be unreasonable for more than one company to try supplying electricity in one community.   The company is guilty of seeking a monopoly, and a court may seek legal sanctions.   The company is essentially free of blame because its monopoly was an innocent acquisition.

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  Which of the following is the correct definition of division of markets? 

   

    Conspiring to fix prices by limiting the number of products sold.   Conspiring with another party to provide goods to specific, separate areas.   Conspiring to refuse dealings with another business   Conspiring to manipulate the price of goods and services.

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  Which of the following is the correct definition for exclusive dealing agreements? 

   

    Conspiring to limit the distribution of a product to a particular area   Conspiring to force the purchase of an associated product in addition to the intended purchase.   Conspiring to purchase goods or services from only one provider.   Conspiring to require a certain minimum price for goods.

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  What is the correct order of events for the creation of a substantive rule?

   

    Issue of final rule-making; Review of research, reports, and opinion; Hearing to challenge the rule; Public comment period; Publication of proposed rule in Federal Register   Publication of proposed rule in Federal Register; Public comment period; Review of research, reports, and opinion; Issue of final rule-making; Hearing to challenge the rule   Public comment period; Publication of proposed rule in Federal Register; Review of research, reports, and opinion; Issue of final rule-making; Hearing to challenge the rule   Review of research, reports, and opinion; Publication of proposed rule in Federal Register; Issue of final rule-making; Public comment period; Hearing to challenge the rule

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  Theodore is selling walnuts of like grade to two buyers in the same week. After selling to the first buyer at one price, one of the major processing machines breaks down and Theodore is forced to use costlier manual labor to process the nuts for his second buyer. Which of the following is true?

   

    Theodore must charge the same price to the second buyer as the first buyer.   It is impossible to determine which statement is true.   Theodore may charge a different price to the second buyer because his costs are different for the second sale.   Theodore may charge a different price to the second buyer because the nuts will be of poorer quality.

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  Which of the following is the correct definition of controlling output? 

   

    Conspiring to fix prices by limiting the number of products sold.   Conspiring with another party to provide goods to specific, separate areas.   Conspiring to manipulate the price of goods and services.   Conspiring to refuse dealings with another business.

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  Which of the following is illegal under the Sherman Anti-Trust Act?

   

    Making a contract with a competitor for the sale of property   Making a contract with a competitor to not sell in a particular state   Making a contract with a customer to purchase goods only from a specific provider.   Making a contract with a supplier which sets a price ceiling for goods purchased.

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  Which of the following is the correct definition for geographic allocations agreements? 

   

    Conspiring to require a certain minimum price for goods.   Conspiring to limit the distribution of a product to a particular area   Conspiring to force the purchase of an associated product in addition to the intended purchase.   Conspiring to purchase goods or services from only one provider.

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  Which of the following is the correct definition for tying arrangements?

   

    Conspiring to limit the distribution of a product to a particular area.   Conspiring to require a certain minimum price for goods.   Conspiring to force the purchase of an associated product in addition to the intended purchase.   Conspiring to purchase goods or services from only one provider.

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  Which of the following is the correct definition of boycott?

   

    Conspiring with another party to provide goods to specific, separate areas.   Conspiring to fix prices by limiting the number of products sold.   Conspiring to refuse dealings with another business.   Conspiring to manipulate the price of goods and services.

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  Why did the Dodd-Frank Act amend the Investment Advisers Act?

   

    b. To monitor the impact investment firms have on the securities market.   c. To eliminate insider trading   d. Both A and B   a. To eliminate the risk of groups using advisers with very few clients

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  Which of the following is exempt from the disclosure requirements of the Securities Act?

   

    Commercial paper expiring in one year   State-issued securities   Securities from financial institutions   Securities from international companies

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  Which of the following is the correct definition for concept release? 

   

    A formal document offering a solution to an issue.   A document explaining an issue, including problems, solutions, and suggestions.   Ratification of a proposed rule.

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  Which of the following is the correct definition of rule proposal?

   

    Ratification of a proposed rule.   A formal document offering a solution to an issue.   A document explaining an issue, including problems, solutions, and suggestions.

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  Mark is an accountant for his firm TradeuTech. One of the executives in the company occasionally visits Mark to banter about the firm’s current investments and ask about potential good investments for the company. Which of the following is most likely true?

   

    Mark is an adviser who must be registered with the SEC or state agency.   Mark is only an adviser if he gets paid for his advice.   Mark is not an adviser who must be registered unless he has clients within his same state only.   Mark’s advice is incidental to his job, and he is not required to be registered as an adviser.

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  Janice works for an investment banking firm. Her company helps new companies begin the process of offering securities for sale. Janice herself also publishes analyses on the financial security of individual investments. Which of the following is true?

   

    Janice may not assist in new companies’ issuance of securities unless she stops performing financial analyses first.   Janice may assist in new companies’ issuance of securities without restriction.   Janice may assist in new companies’ issuance of securities as long as she makes notice of a conflict of interest.   Janice may not assist in new companies’ issuance of securities.

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  Which of the following is the primary responsibility of European Parliament?

   

    Represent Europe's interests.   Represent each nation's people.   Represent each nation's interests.

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  Which of the following is not an authority of the UN Security Council?

   

    Authorization of military action   Performance of administrative duties   Issuance of binding resolutions on member states   Ability to veto nominations for secretary general

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  Which of the following is the primary responsibility of the Bank for the International Settlements?

   

    Balance trade surpluses or deficits.   Provide loans to developing nations.   Provide banking services to central banks.

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  Nation A and Nation B want to form an agreement for enforcing safety standards in a worker exchange program between the two nations. No such agreement has been utilized before. Which of the following is false?

   

    The nations may look to the ICJ for advice before creating an agreement.   The nations may not look to the ICJ for advice because no agreement has yet been made.   The nations may not look to the WTO for advice because this is not a trade-related issue.   The nations may enact an agreement without reference to any international dispute resolution body.

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  Which of the following is the primary responsibility of the European Council?

   

    Represent each nation's interests.   Represent each nation's people.   Represent Europe's interests.

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  Which of the following is the primary responsibility of the European Commission?

   

    Represent each nation's interests.   Represent Europe's interests.   Represent each nation's people.

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  Which of the following is the primary responsibility of the International Monetary Fund?

   

    Provide loans to developing nations.   Balance trade surpluses or deficits.   Provide banking services to central banks.

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  Company A is in the U.S. and Company B is in foreign country. While visiting the U.S., a foreign official visits Company A and lets it know that he can help the company make a useful business connection to Company B. Which of the following is true?

   

    The official has broken the anti-bribery provisions of the FCPA.   Company A will break the anti-bribery provisions of the FCPA if it does business with Business B.   Company A can Brive the official since the official is in the U.S. and approached the company himself.   The official has done nothing wrong, but will break anti-bribery provisions of the FCPA if he asks for a bribe.

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Status NEW Posted 10 Nov 2020 06:11 PM My Price 6.00

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file 1605032059-ETH 321 Week 5 Practice Assignment.docx preview (4879 words )

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